1 00:00:10,950 --> 00:00:13,110 PROFESSOR: So we've just discussed the strategies 2 00:00:13,110 --> 00:00:15,270 for reopening schools and businesses based 3 00:00:15,270 --> 00:00:18,450 on the indoor safety guideline for the given 4 00:00:18,450 --> 00:00:22,890 space and the various physical parameters in that space. 5 00:00:22,890 --> 00:00:25,610 And the new concept we added was a prevalence of infection. 6 00:00:25,610 --> 00:00:28,170 So we would know, on average, how many infected people 7 00:00:28,170 --> 00:00:29,430 we might expect in a room. 8 00:00:29,430 --> 00:00:33,490 And as that number goes to zero, as the pandemic subsides, 9 00:00:33,490 --> 00:00:35,640 we can switch from a more restricted situation 10 00:00:35,640 --> 00:00:37,500 with an occupancy N1, prescribed 11 00:00:37,500 --> 00:00:40,200 by the original guideline based on the indoor reproductive 12 00:00:40,200 --> 00:00:42,630 number, to kind of increasing occupancy up 13 00:00:42,630 --> 00:00:45,510 to N0, which is the normal original occupancy, 14 00:00:45,510 --> 00:00:46,900 initially with masks. 15 00:00:46,900 --> 00:00:48,360 And as the prevalence goes down, we 16 00:00:48,360 --> 00:00:50,640 switch to taking the masks off and really 17 00:00:50,640 --> 00:00:53,650 returning back to normal. 18 00:00:53,650 --> 00:00:57,370 So I'd like to take this a little further now and ask, 19 00:00:57,370 --> 00:01:00,090 how would we change our policies or this discussion 20 00:01:00,090 --> 00:01:01,620 here if we not only have information 21 00:01:01,620 --> 00:01:03,000 about the prevalence of infection 22 00:01:03,000 --> 00:01:05,440 but we also have an understanding of immunity, 23 00:01:05,440 --> 00:01:07,710 which could be acquired through vaccination 24 00:01:07,710 --> 00:01:10,110 or through previous exposure? 25 00:01:10,110 --> 00:01:11,910 And especially right now as I'm recording 26 00:01:11,910 --> 00:01:15,000 this lecture in early 2021 and several vaccines 27 00:01:15,000 --> 00:01:18,180 have rolled out for COVID-19, this 28 00:01:18,180 --> 00:01:22,510 is a topic of great interest. 29 00:01:22,510 --> 00:01:25,590 So let's think about, how would we 30 00:01:25,590 --> 00:01:27,000 take into account susceptibility? 31 00:01:27,000 --> 00:01:30,090 So, in some sense, this was a conservative estimate 32 00:01:30,090 --> 00:01:32,610 of the true risk of transmission because we've 33 00:01:32,610 --> 00:01:36,360 assumed that everyone who's uninfected is susceptible. 34 00:01:36,360 --> 00:01:39,570 But, of course, as immunity is increased in the population, 35 00:01:39,570 --> 00:01:41,620 we're going to have to modify that. 36 00:01:41,620 --> 00:01:46,289 So instead of having our populations 37 00:01:46,289 --> 00:01:48,960 of susceptible and infected persons 38 00:01:48,960 --> 00:01:54,030 being sampled from a two-state or two-category process, 39 00:01:54,030 --> 00:01:56,070 we can think of three categories. 40 00:01:56,070 --> 00:01:59,200 There can be-- 41 00:01:59,200 --> 00:02:04,320 PI is the probability that a person is infected, 42 00:02:04,320 --> 00:02:06,410 which means really, again, that they're infectious 43 00:02:06,410 --> 00:02:07,800 and they can affect other people. 44 00:02:07,800 --> 00:02:09,840 And this is coming from the local population that 45 00:02:09,840 --> 00:02:11,780 is entering that indoor space. 46 00:02:11,780 --> 00:02:16,079 And now we're going to add PS, which is the probability 47 00:02:16,079 --> 00:02:18,060 that a person is susceptible. 48 00:02:21,490 --> 00:02:30,980 And then the third category is PM, which is the probability 49 00:02:30,980 --> 00:02:33,570 that the person is immune. 50 00:02:33,570 --> 00:02:36,010 And so we have a three-category process, 51 00:02:36,010 --> 00:02:37,430 so those three should add up to 1. 52 00:02:37,430 --> 00:02:42,350 So this is 1 minus PI plus PS. 53 00:02:42,350 --> 00:02:45,260 And we can also further write this 54 00:02:45,260 --> 00:02:49,160 as PVAC, the probability that a person has been successfully 55 00:02:49,160 --> 00:02:52,820 vaccinated and actually has acquired immunity, 56 00:02:52,820 --> 00:02:56,150 plus the probability of previous exposure. 57 00:02:56,150 --> 00:02:57,290 We'll call that PX. 58 00:02:57,290 --> 00:03:04,400 So this would be vaccination, and this 59 00:03:04,400 --> 00:03:10,370 would be previous exposure if that previous exposure has 60 00:03:10,370 --> 00:03:11,420 actually led to immunity. 61 00:03:11,420 --> 00:03:14,360 And that's a controversial topic, still, under research 62 00:03:14,360 --> 00:03:16,970 and may depend on the specific population at hand. 63 00:03:16,970 --> 00:03:18,560 But let's imagine that we have subsets 64 00:03:18,560 --> 00:03:20,870 of what these numbers are and then 65 00:03:20,870 --> 00:03:24,520 we'd like to see how to adjust our thinking here. 66 00:03:24,520 --> 00:03:28,400 So we're still going to base our guideline 67 00:03:28,400 --> 00:03:31,250 on saying that the expected number of transmissions 68 00:03:31,250 --> 00:03:34,440 is the expected number of infected time susceptible, 69 00:03:34,440 --> 00:03:39,980 so the expected number of pairs, times the average transmission 70 00:03:39,980 --> 00:03:45,050 rate, average of beta times tau, the time, 71 00:03:45,050 --> 00:03:48,200 and that that expected number of transmissions 72 00:03:48,200 --> 00:03:50,650 should be less than our tolerance epsilon. 73 00:03:50,650 --> 00:03:52,700 So that's still our guideline. 74 00:03:52,700 --> 00:03:55,070 So what we're really trying to consider, 75 00:03:55,070 --> 00:03:59,180 now, are different assumptions about this expected number 76 00:03:59,180 --> 00:04:02,360 of infected susceptible pairs that are in the room. 77 00:04:02,360 --> 00:04:04,730 And we've broken that down into three risk scenarios. 78 00:04:04,730 --> 00:04:09,230 And let's revisit that, now, with our three-category model. 79 00:04:09,230 --> 00:04:25,820 So the first risk scenario was describing a desire 80 00:04:25,820 --> 00:04:27,820 to limit spreading of the disease 81 00:04:27,820 --> 00:04:29,480 through this indoor space. 82 00:04:29,480 --> 00:04:31,950 This is our original goal. 83 00:04:31,950 --> 00:04:34,970 And by that, we mean, if an infected person enters 84 00:04:34,970 --> 00:04:38,330 the room, then we would like to make sure that it's unlikely 85 00:04:38,330 --> 00:04:41,000 that a new case would emerge from transmission 86 00:04:41,000 --> 00:04:42,540 from that person. 87 00:04:42,540 --> 00:04:50,570 So in that case, we have I is equal to 1. 88 00:04:50,570 --> 00:04:54,110 And then, now, I is known. 89 00:04:54,110 --> 00:04:56,360 So this is just the expected value of S. 90 00:04:56,360 --> 00:05:00,900 And the expected value of S, though, in this new model, 91 00:05:00,900 --> 00:05:06,730 is the number of other people in the room, n minus 1, times PS. 92 00:05:06,730 --> 00:05:11,730 So you see, now, when I define my indoor reproductive number 93 00:05:11,730 --> 00:05:19,460 as N minus 1 times beta tau and I 94 00:05:19,460 --> 00:05:21,860 want to bound that to be less than epsilon-- 95 00:05:21,860 --> 00:05:25,760 that's my typical guideline-- there's this extra factor, PS, 96 00:05:25,760 --> 00:05:27,720 which could be moved to the other side. 97 00:05:27,720 --> 00:05:30,440 So one way to think about it is, since PS is less than 1, 98 00:05:30,440 --> 00:05:33,350 we are increasing that tolerance because there 99 00:05:33,350 --> 00:05:35,380 are fewer susceptible people. 100 00:05:35,380 --> 00:05:37,220 So we're allowed to stay in the room longer, 101 00:05:37,220 --> 00:05:41,070 have a higher occupancy, lower ventilation, et cetera. 102 00:05:41,070 --> 00:05:45,040 So this is one case. 103 00:05:45,040 --> 00:05:49,150 The next case is to limit transmission. 104 00:05:54,730 --> 00:05:56,110 So here we're not going to assume 105 00:05:56,110 --> 00:05:58,040 that an infected person actually is there, 106 00:05:58,040 --> 00:06:00,340 but we are going to consider the possibility that there 107 00:06:00,340 --> 00:06:01,500 is an infected person there. 108 00:06:01,500 --> 00:06:06,470 So that makes transmission potentially a lot less likely. 109 00:06:06,470 --> 00:06:08,080 And so what we'd like to do here is 110 00:06:08,080 --> 00:06:11,250 to look at the expected value of I times S. 111 00:06:11,250 --> 00:06:12,710 And I won't go through the details. 112 00:06:12,710 --> 00:06:14,920 But for the trinomial distribution 113 00:06:14,920 --> 00:06:18,080 with three independent possibilities, 114 00:06:18,080 --> 00:06:19,630 with these probabilities-- and you're 115 00:06:19,630 --> 00:06:22,570 making N samples from that distribution-- 116 00:06:22,570 --> 00:06:27,490 you can show that the expected value of this product 117 00:06:27,490 --> 00:06:33,490 is actually N minus 1 times PI times PS, 118 00:06:33,490 --> 00:06:35,830 by very similar arguments as we have 119 00:06:35,830 --> 00:06:39,700 done for the binomial case. 120 00:06:39,700 --> 00:06:42,760 One way to think about this is that N minus 1 121 00:06:42,760 --> 00:06:46,090 is the number of permutations of two people that 122 00:06:46,090 --> 00:06:47,420 can be made in that room. 123 00:06:47,420 --> 00:06:50,470 So if you pick one person to be first the infected 124 00:06:50,470 --> 00:06:52,250 and the other one to be the susceptible, 125 00:06:52,250 --> 00:06:54,310 this is the number of such pairs. 126 00:06:54,310 --> 00:06:57,740 And PI PS is the probability of each of those instances. 127 00:06:57,740 --> 00:07:07,530 So this is the expected number of I to S pairs. 128 00:07:07,530 --> 00:07:10,740 And I put a directionality here because we are distinguishing 129 00:07:10,740 --> 00:07:11,760 each individual person. 130 00:07:11,760 --> 00:07:13,890 So if I take two people, I am counting differently. 131 00:07:13,890 --> 00:07:15,960 If one is infected, the other one's susceptible 132 00:07:15,960 --> 00:07:20,430 or the reverse situation since everyone's a unique individual. 133 00:07:20,430 --> 00:07:23,460 OK, so if we then substitute into this formula, 134 00:07:23,460 --> 00:07:26,690 then, notice, now, we've picked up some extra factors. 135 00:07:26,690 --> 00:07:30,240 So now the guideline would read that RN 136 00:07:30,240 --> 00:07:34,110 will be less than epsilon over N times PI, which is something 137 00:07:34,110 --> 00:07:36,600 we already had before. 138 00:07:36,600 --> 00:07:38,250 But now there's also a PS. 139 00:07:40,810 --> 00:07:42,970 So that's modified. 140 00:07:42,970 --> 00:07:47,050 And then, finally, our third risk scenario 141 00:07:47,050 --> 00:07:50,830 was to limit personal risk. 142 00:08:01,330 --> 00:08:04,290 So this is the case where S is equal to 1. 143 00:08:04,290 --> 00:08:06,240 I'm only worried about one susceptible person, 144 00:08:06,240 --> 00:08:07,380 and that's me. 145 00:08:07,380 --> 00:08:11,310 And I'm then-- if S is known, then 146 00:08:11,310 --> 00:08:14,580 we just have the expected value of I, 147 00:08:14,580 --> 00:08:22,090 which is just N minus 1, all the other people, times PI. 148 00:08:22,090 --> 00:08:25,620 And if you plug that into the formula, 149 00:08:25,620 --> 00:08:27,750 then you find that RN is now bounded 150 00:08:27,750 --> 00:08:33,280 by epsilon divided by PI. 151 00:08:33,280 --> 00:08:35,820 So take into account both prevalence of infection 152 00:08:35,820 --> 00:08:38,850 and susceptibility, at least to these somewhat modified bounds. 153 00:08:38,850 --> 00:08:41,679 And let's focus on where the changes took place. 154 00:08:41,679 --> 00:08:44,370 So first of all, in the original guideline 155 00:08:44,370 --> 00:08:47,580 for limiting spreading, we can be a little bit more lenient. 156 00:08:47,580 --> 00:08:50,760 So as there's more vaccination and more immunity, 157 00:08:50,760 --> 00:08:52,860 we don't need to keep holding that guideline 158 00:08:52,860 --> 00:08:54,570 at the same level, even in the most 159 00:08:54,570 --> 00:08:59,640 sort of conservative stance of trying to limit spreading. 160 00:08:59,640 --> 00:09:02,190 What's more interesting for this plot here is the middle one. 161 00:09:02,190 --> 00:09:04,860 So now, we again think up a factor of PS. 162 00:09:04,860 --> 00:09:06,290 But everything else is the same. 163 00:09:06,290 --> 00:09:08,500 So what it means is that, relative to the calculation 164 00:09:08,500 --> 00:09:10,800 that I showed here, I should actually 165 00:09:10,800 --> 00:09:12,660 make the very same plot where I don't just 166 00:09:12,660 --> 00:09:14,730 plot PI in this axis, but actually 167 00:09:14,730 --> 00:09:19,110 plot PI times PS, where PS is the probability of being 168 00:09:19,110 --> 00:09:21,780 susceptible, which is related to vaccination 169 00:09:21,780 --> 00:09:23,920 and previous exposure rates. 170 00:09:23,920 --> 00:09:29,100 So that actually does bring this down and, hence, make it easier 171 00:09:29,100 --> 00:09:31,500 to make the decision to relax restrictions and even 172 00:09:31,500 --> 00:09:33,840 ultimately take off the mask, because as a combination 173 00:09:33,840 --> 00:09:37,380 of these two factors, we're getting even more safe. 174 00:09:37,380 --> 00:09:39,580 Interestingly, down here for personal risk, 175 00:09:39,580 --> 00:09:42,000 we don't really care about the probability of susceptibles 176 00:09:42,000 --> 00:09:44,250 because the only person I care about in that situation 177 00:09:44,250 --> 00:09:45,030 is myself. 178 00:09:45,030 --> 00:09:48,570 And so I don't have any effect of susceptibility, 179 00:09:48,570 --> 00:09:51,200 only the effect of infection.